Retrieved from: http://thomas.loc.gov/cgi-bin/query/z?c112:S.2038.ENR: on 4/16/2012 -- Return to STOCK Act web page

S.2038 -- STOCK Act (Enrolled Bill [Final as Passed Both House and Senate] - ENR)

One Hundred Twelfth Congress
of the
United States of America
AT THE SECOND SESSION

Begun and held at the City of Washington on Tuesday,
the third day of January, two thousand and twelve

An Act

To prohibit Members of Congress and employees of Congress from using nonpublic information derived from their official positions for personal benefit, and for other purposes.

SECTION 1. SHORT TITLE.

SEC. 2. DEFINITIONS.

SEC. 3. PROHIBITION OF THE USE OF NONPUBLIC INFORMATION FOR PRIVATE PROFIT.

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SEC. 4. PROHIBITION OF INSIDER TRADING.

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SEC. 5. CONFORMING CHANGES TO THE COMMODITY EXCHANGE ACT.

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SEC. 6. PROMPT REPORTING OF FINANCIAL TRANSACTIONS.

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SEC. 7. REPORT ON POLITICAL INTELLIGENCE ACTIVITIES.

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SEC. 8. PUBLIC FILING AND DISCLOSURE OF FINANCIAL DISCLOSURE FORMS
OF MEMBERS OF CONGRESS AND CONGRESSIONAL STAFF
.

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SEC. 9. OTHER FEDERAL OFFICIALS.

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`(aa) as a Foreign Service Officer below the rank of ambassador; or

`(bb) in the uniformed services for which the pay grade prescribed by section 201 of title 37, United States Code is O-6 or below; or

`(aa) as a Foreign Service Officer below the rank of ambassador; or

`(bb) in the uniformed services for which the pay grade prescribed by section 201 of title 37, United States Code is O-6 or below; or

SEC. 14. TRANSACTION REPORTING REQUIREMENTS

The transaction reporting requirements established by section 103(l) of the Ethics in Government Act of 1978, as added by section 6 of this Act, shall 
		not be construed to apply to a widely held investment fund (whether such fund is a mutual fund, regulated investment company, pension or deferred 
		compensation plan, or other investment fund), if--

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Speaker of the House of Representatives.

Vice President of the United States and
President of the Senate.

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