The following companies, though included on the list of Substantially Affected Organizations (SAOs) from Dunn & Bradstreet (D&B), have been determined NOT to be SAOs. (See General Guidance for SAOs and List of SAOs.) Financial Interests in these companies do not need to be reported on the HHS 717-1 Confidential Report of Financial Interests in Substantially Affected Organizations for NIH Employees.
IC Ethics Office staff who identify an entity on the D&B list whose SAO status is questionable will contact the NIH Ethics Office for a final determination. Confirmed entities will be added to this list.
Format: Entity Name (Date added to list (Month/Year)).
| 22nd Century Group, Inc. (8/19) | International Center for Gambling and Gaming Research (ICGGR) (4/12) |
| 3D Systems Corporation (11/18) | InvenSense Inc. (2/15) |
| Advanced Micro Devices (12/09) | Invitae Corporation (NVTA) (6/20) |
| Agilent Technologies (1/15) | IPG Photonics Corporation (4/20) |
| Air Products & Chemicals, Inc. (3/12) | IRobot (8/10) |
| Albemarle Corporation (11/18) | JDS Uniphase Corp. (2/07) |
| Alcatel Lucent (7/08) (name updated 5/09) | John Bean Technologies (JBT) (6/23) |
| Alcoa (1/10) | Johnson Controls, Inc. (JCI) (12/09) |
| All State (7/08) | Juniper Networks, Inc. (JNPR) (3/24) |
| Alligent Universal Research Solutions (4/20) | Keysight Technologies Inc. (KEYS) (4/21) |
| American Thrombosis & Hemostasis Network (ATHN) (3/10) | Kimberly-Clark (5/13) |
| American Well (AMWL) (6/21) | KLA-Tencor (5/12) |
| AmerisourceBergen Corp. (4/19) | Kroger Grocery/Pharmacy (10/15) |
| Ametek, Inc. (AME) (3/20) | L3Harris Technologies Inc (LHX) (2/24) |
| Apache Corp (7/09) | LabCorp (LH) (12/18) |
| Apple (3/08) | Lennox International Inc. (LII) (3/20) |
| Arista Network (ANET) (4/21) | Lexmark International (9/10) |
| Ashland Inc. (ASH) (3/23) | Linde (LIN) (1/24) |
| ASML (6/23) | Lockheed Martin (4/12) |
| AT&T (1/10) | Logitech, Inc. (11/18) |
| Athena Health (6/14) | Lumber Liquidators (8/09) |
| Aurora Cannabis (11/18) | Lumen Technologies (LUMN) (10/23) |
| Avangrid, Inc. (AGR) (3/24) | Lumentum Holdings, Inc. (4/20) |
| Aviva Plc. (12/13) | Madefor, LLC (4/19) |
| Axcelis (ACLS) (4/21) | Manitowoc Beverage Equipment (8/09) |
| Berkshire Hathaway Inc. (12/19) | Manitowoc Beverage Systems (8/09) |
| Boeing (7/08) | Manitowoc Company Inc (8/09) |
| Brocade Communications (BRCD) (12/09) | Manitowoc Ice Inc. (8/09) |
| Bunge North America Foundation (4/13) | Matrix Service Company (MTRX) (12/09) |
| Cambridge Innovation Institute, LLC (CII) (10/19) | McKesson (3/14) |
| Canon, Inc. ADR (CAJFF) (12/18) | Mead Johnson & Company (11/14) |
| Carrier Global Corporation (CARR) (8/20) | Mead Johnson Nutrition Company (6/14) |
| Caremark PCS Health – CVS Caremark (11/18) | Mettler-Toledo (11/18) |
| Caterpillar Inc. (6/14) | Micro Systems, Inc. (7/08) |
| Centene Corp. (11/18) | Micron Technology (1/24) |
| Chart Industries, Inc. (6/14) | Microsoft (7/08) |
| Check Point Software Technologies, Inc. (4/13) | Middleby Corp. (2/15) |
| Chesapeake Energy (6/09) | Monsanto (8/09) |
| Chevron Energy Solutions LP (6/11) | Mueller Water Products (4/13) |
| Chevron Technology Ventures LLC (6/11) | National Academy of Sciences (NAS) (12/18) |
| Chicago Bridge and Iron Company (MDR) (12/18) | National Oilwell Varco (5/12) |
| Cintas (4/13) | NCR Corporation (1/10) |
| Cisco Systems (11/06) | Neptune Wellness Solutions Inc (3/20) (formerly known as Neptune Technologies & Bioresources Inc. (NEPT)) |
| Clearway Energy, Inc. (CWEN) (4/20) | Nestle (3/14) |
| Clever Leaves Holdings, Inc. (CLVR) (4/21) | Netgear, Inc. (NTGR) (7/19) |
| Cognex (2/13) | Nix Biosensors (4/19) |
| Cognizant Technology (12/13) | Nokia (11/06) |
| Colgate-Palmolive (3/15) | Nortel Networks NA Inc (7/09) |
| CombineNet (9/09) | Northrop Grumman (NOC) (12/09) |
| Corning Inc. (11/06) | NRG Energy, Inc. (NRG) (4/21) |
| Corteva, Inc. (CTVA) (7/19) | Oracle (11/06) |
| Coty Inc. (COTY) (9/16) | Paccar, Inc (7/08) |
| CSP Inc. (8/09) | Palantir (12/18) |
| CSX (5/13) | Palo Alto Networks, Inc. (PANW) (9/21) |
| CVS Health Corporation (CVS) (11/23) | Parexel International Corp. (1/13) |
| DAVA Oncology, L.P. (3/20) | Parker-Hannifin Corp (2/10) |
| Dell (11/06) | Pentair, Inc (10/08) |
| Devon Energy Corp. (3/09) | PPG Holdings, LLC. (07/13) |
| Dolby Laboratories (3/12) | Praxair Inc. (8/09) |
| Donaldson Company, Inc. (DCI) (3/20) | Precision Castparts Corp. (6/08) |
| Dover Corporation (11/18) | Pure Bioscience (PURE:OTCMKTS) (3/20) |
| Dow Dupont (11/18) | Quest Diagnostics (2/16) |
| DXC Technology Company (DXC) (7/19) | Radware Inc. (9/09) |
| E.I. duPont de Nemours & Co. (5/11) | Range Resources (6/09) |
| Eastman Kodak Company (6/09) | Raven Industries (5/13) |
| Eaton Corporation (ETN) (5/22) | Raytheon (7/09) |
| Ecolab Schuman Center (8/16) | Raytheon Sarcos LLC (7/09) |
| EIG14T EHW Fund VIII LLC (EHW) (11/23) | Raytheon Systems Co (7/09) |
| Elbit Systems, Ltd. (ESLT) (9/23) | Raytheon Utd Inc. (7/09) |
| EMC (7/08) | Reliant Medical Products (7/08) |
| Emerson Electric (5/12) | Research in Motion Ltd (3/09) |
| Enbridge Energy Partners (4/13) | Rite Aid Pharmacies (7/09) |
| Energy Conversion Devices, Inc. (3/10) | Rockwell Collins Optronics Inc. (4/13) |
| Ensco, Inc. (4/13) | Roper (11/18) |
| Envision Pharma Group (12/18) | Schlumberger Limited (7/08) |
| EpidStat Institute (7/14) | Schneider Electric (SPGSY) (12/18) |
| Esco Technologies (06/13) | Science Applications International Corporation (SAIC) (7/19) |
| Esterline Technologies (ESL) (12/09) | Snap, Inc. (SNAP) (7/23) |
| Excel Energy Foundation (12/14) | Society for Science and the Public (12/08) |
| Exponent, Inc. (EXPO) (6/21) | Solarcity Corporation (3/15) |
| Express Scrpts Utilization Mgt (4/13) | Sonic Healthcare Limited (SHL) (12/18) |
| ExxonMobil (7/08) | Sprint Nextel (3/08) |
| ExxonMobil Upstream (7/08) | SPX Corporation (6/10) |
| Fastenal Company (8/09) | Stinger Ghaffarian Technologies (SGT) (7/11) |
| FLIR System (12/18) | Sun Microsystems (7/08) |
| FormFactor, Inc. (FORM) (10/23) | Synaptics Incorporated (SYNA) (11/20) |
| Fortinet Inc. (FTNT) (11/23) | Tecumseh Products Company (6/08) |
| Fortive Corporation (FTV) (11/18) | Teledoc (3/20) |
| Fuel Technologies Inc (8/09) | Tempus, Inc. (11/18) |
| FullFill Inc. (5/20) | Texas Instruments (2/07) |
| Future Farm Technologies (12/18) | The One Health Company (7/17) |
| Generac Mobile Products LLC (GNRC) (11/23) | Tousimis Research Corporation (11/18) |
| General Dynamics Glbl Img Tech (4/13) | Toyota (1/10) |
| General Dynamics Ots (4/13) | Trane Technologies (TT) (3/20) |
| General Dynamics Robotic Systms (GDRS) (4/13) | Transaction Network Services (4/13) |
| General Electric (GE) (3/23) | TravelSky Technology USA Ltd (TSYHF) (8/23) |
| Gentex Corp. (4/13) | Tredegar Corp. (TG) (10/19) |
| Gentex Corporation (4/13) | Tyco International (Pa) Inc. (8/09) |
| Halliburton Consulting LLC (8/16) | Uber Technologies, Inc. (UBER) (4/20) |
| Harmonic, Inc. (5/12) | United Healthcare Group Inc. (UNH) (11/23) |
| Harsco Corp. (8/09) | United Technologies (3/08) |
| Hava (HAVA) (2/24) | US Pharmacopeia (2/07) |
| Health Physics Society Inc. (3/20) | Veeco Instruments (VECO) (11/11) |
| Hercules Capital, Inc. (HTGC) (12/18) | Verizon (11/06) |
| Hess (3/14) | VitaDAO (VITA) (4/23) |
| Hewlett Packard (3/08) | Vital Strategies Inc. (3/22) |
| Honest Company (HNST) (4/22) | Walgreen Drugs (8/09) |
| Honeywell (3/13) | Welbilt (7/17) |
| Howard Hughes Corporation (HHC) (3/20) | WestRock Company & WestRock Packaging, Inc. (WRK) (7/19) |
| Idexx Laboratories, Inc. (IDXX) (10/16) | Whirlpool Corporation (3/09) |
| II-VI Inc. (IIVI) (4/22) | WhiteWave Foods (7/13) |
| Illinois Tool Works (ITW) (7/12) | Xerox Corporation (XRX) (7/20) |
| Ingersoll Rand Co (IR) (12/09) | Xylem Inc (XYL) (10/19) |
| Intel (9/07) | Zebra Technologies Corporation (ZBRA) (6/16) |
| Interface, Inc. (TILE) (4/20) | Zoetis (11/18) |
| International Business Machines (IBM) (9/07) |
Updated: 03/21/2024
SAO Links:
- Introduction
- General Guidance About SAOs
- Sector Funds
- List of Substantially Affected Organizations (SAOs)
- List of Other SAOs (not on D&B List)
- North American Industrial Classification System (NAICS) Codes
For additional information, contact your IC's Deputy Ethics Counselor or Ethics Coordinator.