The following companies, though included on the list of Substantially Affected Organizations (SAOs) from Dunn & Bradstreet (D&B), have been determined NOT to be SAOs. (See General Guidance for SAOs and List of SAOs.) Financial Interests in these companies do not need to be reported on the HHS 717-1 Confidential Report of Financial Interests in Substantially Affected Organizations for NIH Employees.
IC Ethics Office staff who identify an entity on the D&B list whose SAO status is questionable will contact the NIH Ethics Office for a final determination. Confirmed entities will be added to this list.
Format: Entity Name (Date added to list (Month/Year)).
| 22nd Century Group, Inc. (8/19) | InvenSense Inc. (2/15) |
| 3D Systems Corporation (11/18) | Invitae Corporation (NVTA) (6/20) |
| Advanced Micro Devices (12/09) | IPG Photonics Corporation (4/20) |
| Agilent Technologies (1/15) | IRobot (8/10) |
| Air Products & Chemicals, Inc. (3/12) | JDS Uniphase Corp. (2/07) |
| Albemarle Corporation (11/18) | John Bean Technologies (JBT) (6/23) |
| Alcatel Lucent (7/08) (name updated 5/09) | Johnson Controls, Inc. (JCI) (12/09) |
| Alcoa (1/10) | Juniper Networks, Inc. (JNPR) (3/24) |
| All State (7/08) | Keysight Technologies Inc. (KEYS) (4/21) |
| Alligent Universal Research Solutions (4/20) | Kimberly-Clark (5/13) |
| American Thrombosis & Hemostasis Network (ATHN) (3/10) | KLA-Tencor (5/12) |
| American Well (AMWL) (6/21) | Kroger Grocery/Pharmacy (10/15) |
| AmerisourceBergen Corp. (4/19) | L3Harris Technologies Inc (LHX) (2/24) |
| Ametek, Inc. (AME) (3/20) | LabCorp (LH) (12/18) |
| Apache Corp (7/09) | Lennox International Inc. (LII) (3/20) |
| Apple (3/08) | Lexmark International (9/10) |
| Arista Network (ANET) (4/21) | Linde (LIN) (1/24) |
| Ashland Inc. (ASH) (3/23) | Lockheed Martin (4/12) |
| ASML (6/23) | Logitech, Inc. (11/18) |
| AT&T (1/10) | Lumber Liquidators (8/09) |
| Athena Health (6/14) | Lumen Technologies (LUMN) (10/23) |
| Aurora Cannabis (11/18) | Lumentum Holdings, Inc. (4/20) |
| Avangrid, Inc. (AGR) (3/24) | Madefor, LLC (4/19) |
| Aviva Plc. (12/13) | Manitowoc Beverage Equipment (8/09) |
| Axcelis (ACLS) (4/21) | Manitowoc Beverage Systems (8/09) |
| Berkshire Hathaway Inc. (12/19) | Manitowoc Company Inc (8/09) |
| Boeing (7/08) | Manitowoc Ice Inc. (8/09) |
| Brocade Communications (BRCD) (12/09) | Matrix Service Company (MTRX) (12/09) |
| Bunge North America Foundation (4/13) | McKesson (3/14) |
| Cambridge Innovation Institute, LLC (CII) (10/19) | Mead Johnson & Company (11/14) |
| Canon, Inc. ADR (CAJFF) (12/18) | Mead Johnson Nutrition Company (6/14) |
| Carrier Global Corporation (CARR) (8/20) | Mettler-Toledo (11/18) |
| Caremark PCS Health – CVS Caremark (11/18) | Micro Systems, Inc. (7/08) |
| Caterpillar Inc. (6/14) | Micron Technology (1/24) |
| Centene Corp. (11/18) | Microsoft (7/08) |
| Chart Industries, Inc. (6/14) | Middleby Corp. (2/15) |
| Check Point Software Technologies, Inc. (4/13) | Monsanto (8/09) |
| Chesapeake Energy (6/09) | Mueller Water Products (4/13) |
| Chevron Energy Solutions LP (6/11) | National Academy of Sciences (NAS) (12/18) |
| Chevron Technology Ventures LLC (6/11) | National Oilwell Varco (5/12) |
| Chicago Bridge and Iron Company (MDR) (12/18) | NCR Corporation (1/10) |
| Cintas (4/13) | Neptune Wellness Solutions Inc (3/20) (formerly known as Neptune Technologies & Bioresources Inc. (NEPT)) |
| Cisco Systems (11/06) | Nestle (3/14) |
| Clearway Energy, Inc. (CWEN) (4/20) | Netgear, Inc. (NTGR) (7/19) |
| Clever Leaves Holdings, Inc. (CLVR) (4/21) | Nix Biosensors (4/19) |
| Cognex (2/13) | Nokia (11/06) |
| Cognizant Technology (12/13) | Nortel Networks NA, Inc (7/09) |
| Colgate-Palmolive (3/15) | Northrop Grumman (NOC) (12/09) |
| CombineNet (9/09) | NRG Energy, Inc. (NRG) (4/21) |
| Corning Inc. (11/06) | NuSource Financial LLC (8/24) |
| Corteva, Inc. (CTVA) (7/19) | Oracle (11/06) |
| Coty Inc. (COTY) (9/16) | Paccar, Inc (7/08) |
| CSP Inc. (8/09) | Palantir (12/18) |
| CSX (5/13) | Palo Alto Networks, Inc. (PANW) (9/21) |
| CVS Health Corporation (CVS) (11/23) | Parexel International Corp. (1/13) |
| DAVA Oncology, L.P. (3/20) | Parker-Hannifin Corp (2/10) |
| Dell (11/06) | Pentair, Inc (10/08) |
| Devon Energy Corp. (3/09) | PPG Holdings, LLC. (07/13) |
| Dolby Laboratories (3/12) | Praxair Inc. (8/09) |
| Donaldson Company, Inc. (DCI) (3/20) | Precision Castparts Corp. (6/08) |
| Dover Corporation (11/18) | Pure Bioscience (PURE:OTCMKTS) (3/20) |
| Dow Dupont (11/18) | Quest Diagnostics (2/16) |
| DXC Technology Company (DXC) (7/19) | Radware Inc. (9/09) |
| E.I. duPont de Nemours & Co. (5/11) | Range Resources (6/09) |
| Eastman Kodak Company (6/09) | Raven Industries (5/13) |
| Eaton Corporation (ETN) (5/22) | Raytheon (7/09) |
| Ecolab Schuman Center (8/16) | Raytheon Sarcos LLC (7/09) |
| EIG14T EHW Fund VIII LLC (EHW) (11/23) | Raytheon Systems Co (7/09) |
| Elbit Systems, Ltd. (ESLT) (9/23) | Raytheon Utd Inc. (7/09) |
| EMC (7/08) | Reliant Medical Products (7/08) |
| Emerson Electric (5/12) | Research in Motion Ltd (3/09) |
| Enbridge Energy Partners (4/13) | Rite Aid Pharmacies (7/09) |
| Energy Conversion Devices, Inc. (3/10) | Rockwell Collins Optronics Inc. (4/13) |
| Ensco, Inc. (4/13) | Roper (11/18) |
| Envision Pharma Group (12/18) | Schlumberger Limited (7/08) |
| EpidStat Institute (7/14) | Schneider Electric (SPGSY) (12/18) |
| Esco Technologies (06/13) | Science Applications International Corporation (SAIC) (7/19) |
| Esterline Technologies (ESL) (12/09) | Snap, Inc. (SNAP) (7/23) |
| Excel Energy Foundation (12/14) | Society for Science and the Public (12/08) |
| Exponent, Inc. (EXPO) (6/21) | Solarcity Corporation (3/15) |
| Express Scrpts Utilization Mgt (4/13) | Sonic Healthcare Limited (SHL) (12/18) |
| ExxonMobil (7/08) | Sprint Nextel (3/08) |
| ExxonMobil Upstream (7/08) | SPX Corporation (6/10) |
| Fastenal Company (8/09) | Stinger Ghaffarian Technologies (SGT) (7/11) |
| FLIR System (12/18) | Sun Microsystems (7/08) |
| FormFactor, Inc. (FORM) (10/23) | Synaptics Incorporated (SYNA) (11/20) |
| Fortinet Inc. (FTNT) (11/23) | Tecumseh Products Company (6/08) |
| Fortive Corporation (FTV) (11/18) | Teledoc (3/20) |
| Fuel Technologies Inc (8/09) | Tempus, Inc. (11/18) |
| FullFill Inc. (5/20) | Texas Instruments (2/07) |
| Future Farm Technologies (12/18) | The Foundation for Advanced Education in the Sciences (FAES) (6/24) |
| Generac Mobile Products LLC (GNRC) (11/23) | The One Health Company (7/17) |
| General Dynamics Glbl Img Tech (4/13) | Total Health Info Svcs LLC (7/24) |
| General Dynamics Ots (4/13) | Tousimis Research Corporation (11/18) |
| General Dynamics Robotic Systms (GDRS) (4/13) | Toyota (1/10) |
| General Electric (GE) (3/23) | Trane Technologies (TT) (3/20) |
| Gentex Corp. (4/13) | Transaction Network Services (4/13) |
| Gentex Corporation (4/13) | TravelSky Technology USA Ltd (TSYHF) (8/23) |
| Halliburton Consulting LLC (8/16) | Tredegar Corp. (TG) (10/19) |
| Harmonic, Inc. (5/12) | Tyco International (Pa) Inc. (8/09) |
| Harsco Corp. (8/09) | Uber Technologies, Inc. (UBER) (4/20) |
| Hava (HAVA) (2/24) | United Healthcare Group Inc. (UNH) (11/23) |
| Health Physics Society Inc. (3/20) | United Technologies (3/08) |
| Hercules Capital, Inc. (HTGC) (12/18) | US Pharmacopeia (2/07) |
| Hess (3/14) | Veeco Instruments (VECO) (11/11) |
| Hewlett Packard (3/08) | Verizon (11/06) |
| Honest Company (HNST) (4/22) | VitaDAO (VITA) (4/23) |
| Honeywell (3/13) | Vital Strategies Inc. (3/22) |
| Howard Hughes Corporation (HHC) (3/20) | Walgreen Drugs (8/09) |
| Idexx Laboratories, Inc. (IDXX) (10/16) | Welbilt (7/17) |
| II-VI Inc. (IIVI) (4/22) | WestRock Company & WestRock Packaging, Inc. (WRK) (7/19) |
| Illinois Tool Works (ITW) (7/12) | Whirlpool Corporation (3/09) |
| Ingersoll Rand Co (IR) (12/09) | WhiteWave Foods (7/13) |
| Intel (9/07) | Xerox Corporation (XRX) (7/20) |
| Interface, Inc. (TILE) (4/20) | Xylem Inc (XYL) (10/19) |
| International Business Machines (IBM) (9/07) | Zebra Technologies Corporation (ZBRA) (6/16) |
| International Center for Gambling and Gaming Research (ICGGR) (4/12) | Zoetis (11/18) |
Updated: 09/27/2024
SAO Links:
- Introduction
- General Guidance About SAOs
- Sector Funds
- List of Substantially Affected Organizations (SAOs)
- List of Other SAOs (not on D&B List)
- North American Industrial Classification System (NAICS) Codes
For additional information, contact your IC's Deputy Ethics Counselor or Ethics Coordinator.