Skip to main content
U.S. flag

An official website of the United States government

Entities Which Are Not Substantially Affected Organizations

The following companies, though included on the list of Substantially Affected Organizations (SAOs) from Dunn & Bradstreet (D&B), have been determined NOT to be SAOs. (See General Guidance for SAOs and List of SAOs.) Financial Interests in these companies do not need to be reported on the HHS 717-1 Confidential Report of Financial Interests in Substantially Affected Organizations for NIH Employees.

IC Ethics Office staff who identify an entity on the D&B list whose SAO status is questionable will contact the NIH Ethics Office for a final determination. Confirmed entities will be added to this list. 

Format: Entity Name (Date added to list (Month/Year)).

22nd Century Group, Inc. (8/19)

Invitae Corporation (NVTA) (6/20)

3D Systems Corporation (11/18)

IPG Photonics Corporation (4/20)

Advanced Micro Devices (12/09)

IRobot (8/10)

Agilent Technologies (1/15)

JDS Unniphase Corp. (2/07)

Air Products & Chemicals, Inc. (3/12)

Johnson Controls, Inc. (JCI) (12/09)

Albemarle Corporation (11/18)

Keysight Technologies Inc. (KEYS) (4/21)

Alcatel Lucent (7/08) (name updated 5/09)

Kimberly-Clark (5/13)

Alcoa (1/10)

KLA-Tencor (5/12)

All State (7/08)

Kroger Grocery/Pharmacy (10/15)

Alligent Universal Research Solutions (4/20)

LabCorp (LH) (12/18)

American Thrombosis & Hemostasis Network (ATHN) (3/10)

Lennox International Inc. (LII) (3/20)

American Well (AMWL) (6/21)

Lexmark International (9/10)

AmerisourceBergen Corp. (4/19)

Lockheed Martin (4/12)

Ametek, Inc. (AME) (3/20)

Logitech, Inc. (11/18)

Apache Corp (7/09)

Lumber Liquidators (8/09)

Apple (3/08)

Lumentum Holdings, Inc. (4/20)

Arista Network (ANET) (4/21)

Madefor, LLC (4/19)

AT&T (1/10)

Manitowoc Beverage Equipment (8/09)

Athena Health (6/14)

Manitowoc Beverage Systems (8/09)

Aurora Cannabis (11/18)

Manitowoc Company Inc (8/09)

Aviva Plc. (12/13)

Manitowoc Ice Inc. (8/09)

Axcelis (ACLS) (4/21)

Matrix Service Company (MTRX) (12/09)

Berkshire Hathaway Inc. (12/19)

McKesson (3/14)

Boeing (7/08)

Mead Johnson & Company (11/14)

Brocade Communications (BRCD) (12/09)

Mead Johnson Nutrition Company (6/14)

Bunge North America Foundation (4/13)

Mettler-Toledo (11/18)

Cambridge Innovation Institute, LLC (CII) (10/19)

Micro Systems, Inc. (7/08)

Canon, Inc. ADR (CAJFF) (12/18)

Microsoft (7/08)

Carrier Global Corporation (CARR) (8/20)

Middleby Corp. (2/15)

Caremark PCS Health – CVS Caremark (11/18)

Mircron Technology (8/14)

Caterpillar Inc. (6/14)

Monsanto (8/09)

Centene Corp. (11/18)

Mueller Water Products (4/13)

Chart Industries, Inc. (6/14)

National Academy of Sciences (NAS) (12/18)

Check Point Software Technologies, Inc. (4/13)

National Oilwell Varco (5/12)

Chesapeake Energy (6/09)

NCR Corporation (1/10)

Chevron Energy Solutions LP (6/11)

Neptune Wellness Solutions Inc (3/20)
(formerly known as Neptune Technologies & Bioresources Inc. (NEPT))

Chevron Technology Ventures LLC (6/11)

Nestle (3/14)

Chicago Bridge and Iron Company (MDR) (12/18)

Netgear, Inc. (NTGR) (7/19)

Cintas (4/13)

Nix Biosensors (4/19)

Cisco Systems (11/06)

Nokia (11/06)

Clearway Energy, Inc. (CWEN) (4/20)

Nortel Networks NA Inc (7/09)

Clever Leaves Holdings, Inc. (CLVR) (4/21)

Northrop Grumman (NOC) (12/09)

Cognex (2/13)

NRG Energy, Inc. (NRG) (4/25)

Cognizant Technology (12/13)

Oracle (11/06)

Colgate-Palmolive (3/15)

Paccar, Inc (7/08)

CombineNet (9/09)

Palantir (12/18)

Corning Inc. (11/06)

Parexel International Corp. (1/13)

Corteva, Inc. (CTVA) (7/19)

Parker-Hannifin Corp (2/10)

Coty Inc. (COTY) (9/16)

Pentair, Inc (10/08)

CSP Inc. (8/09)

PPG Holdings, LLC. (07/13)

CSX (5/13)

Praxair Inc. (8/09)

DAVA Oncology, L.P. (3/20)

Precision Castparts Corp. (6/08)

Dell (11/06)

Pure Bioscience (PURE:OTCMKTS) (3/20)

Devon Energy Corp. (3/09)

Quest Diagnostics (2/16)

Dolby Laboratories (3/12)

Radware Inc. (9/09)
Donaldson Company, Inc. (DCI) (3/20)

Range Resources (6/09)

Dover Corporation (11/18)

Raven Industries (5/13)

Dow Dupont (11/18)

Raytheon (7/09)

DXC Technology Company (DXC) (7/19)

Raytheon Sarcos LLC (7/09)

E.I. duPont de Nemours & Co. (5/11)

Raytheon Systems Co (7/09)

Eastman Kodak Company (6/09)

Raytheon Utd Inc. (7/09)

Ecolab Schuman Center (8/16)

Reliant Medical Products (7/08)

EMC (7/08)

Research in Motion Ltd (3/09)

Emerson Electric (5/12)

Rite Aid Pharmacies (7/09)

Enbridge Energy Partners (4/13)

Rockwell Collins Optronics Inc. (4/13)

Energy Conversion Devices, Inc. (3/10)

Roper (11/18)

Ensco, Inc. (4/13)

Schlumberger Limited (7/08)

Envision Pharma Group (12/18)

Schneider Electric (SPGSY) (12/18)

EpidStat Institute (7/14)

Science Applications International Corporation (SAIC) (7/19)

Esco Technologies (06/13)

Society for Science and the Public (12/08)

Esterline Technologies (ESL) (12/09)

Solarcity Corporation (3/15)

Excel Energy Foundation (12/14)

Sonic Healthcare Limited (SHL) (12/18)

Exponent, Inc. (EXPO) (6/21)

Sprint Nextel (3/08)

Express Scrpts Utilization Mgt (4/13)

SPX Corporation (6/10)

ExxonMobil (7/08)

Stinger Ghaffarian Technologies (SGT) (7/11)

ExxonMobil Upstream (7/08)

Sun Microsystems (7/08)

Fastenal Company (8/09)

Synaptics Incorporated (SYNA) (11/20)

FLIR System (12/18)

Tecumseh Products Company (6/08)

Fortive Corporation (FTV) (11/18)

Teledoc (3/20)
Fuel Technologies Inc (8/09)

Tempus, Inc. (11/18)

FullFill Inc. (5/20)

Texas Instruments (2/07)

Future Farm Technologies (12/18)

The One Health Company (7/17)

General Dynamics Glbl Img Tech (4/13)

Tousimis Research Corporation (11/18)

General Dynamics Ots (4/13)

Toyota (1/10)

General Dynamics Robotic Sysms (4/13)

Trane Technologies (TT) (3/20)

Gentex Corp. (4/13)

Transaction Network Services (4/13)

Gentex Corporation (4/13)

Tredegar Corp. (TG) (10/19)

Halliburton Consulting Llc (8/16)

Tyco International (Pa) Inc. (8/09)

Harmonic, Inc. (5/12)

Uber Technologies, Inc. (UBER) (4/20)

Harsco Corp. (8/09)

United Technologies (3/08)

Health Physics Society Inc. (3/20)

US Pharmacopeia (2/07)

Hercules Capital, Inc. (HTGC) (12/18)

Veeco Instruments (VECO) (11/11)

Hess (3/14)

Verizon (11/06)

Hewlett Packard (3/08)

Vital Strategies Inc. (3/22)

Honeywell (3/13)

Walgreen Drugs (8/09)

Howard Hughes Corporation (HHC) (3/20)

Welbilt (7/17)

Illinois Tool Works (ITW) (7/12)

WestRock Company & WestRock Packaging, Inc. (WRK) (7/19)

Ingersoll Rand Co (IR) (12/09)

Whirlpool Corporation (3/09)

Intel (9/07)

WhiteWave Foods (7/13)

Interface, Inc. (TILE) (4/20)

Xerox Corporation (XRX) (7/20)

International Business Machines (IBM) (9/07)

Xylem Inc (XYL) (10/19)

International Center for Gambling and Gaming Research
(ICGGR) (4/12)

Zebra Technologies Corporation (ZBRA) (6/16)

Invensense Inc. (2/15)

Zoetis (11/18)

                                                                                                                                                                              Updated: 3/29/2022

For additional infomation, contact your IC's Deputy Ethics Counselor or Ethics Coordinator.